30 CFR Parts 46 and 48
Training and Retraining of Miners Engaged in Shell
Dredging or Employed at Sand, Gravel, Surface Stone, Surface
Clay, Colloidal Phosphate, or Surface Limestone Mines; Final
Rule
Effective Date/Relationship to Part 48/Scope
The above-titled final safety training rule (hereafter "rule"
or "Part 46 rule") was promulgated by the Mine Safety
and Health Administration (MSHA) on September 30, 1999. MSHA's
proposed Part 46 rule was issued on April 14, 1999.
The Part 46 final rule is intended to replace Part 48 in so-called
exempt industries (shell dredging, sand, gravel, surface stone,
surface clay, surface limestone and colloidal phosphate). Part
46 also applies to operations that produce marble, granite, sandstone,
slate, kaolin, shale, traprock, cement, feldspar and lime. It
does not apply to surface boron or talc mines. Hence, operators
who are now complying with Part 48 must change those parts of
their current program that do not now comply with Part 46 to
assure compliance withit after enforcement begins next year.
The 5-page final rule is divided into 12 sections, and is
supported by a 51-page Preamble. The rule addresses five different
types of training: new miner, newly hired experienced miner,
refresher, task and site-specific hazard awareness training.
Background
MSHA said the rule was developed "with small businesses
in mind," and is intended to provide operators "with
the necessary flexibility to devise training programs that best
suit their operations and employees." The rule affects
approximately 10,200 surface nonmetal mines and 120,000 miners.
About 9,200 of these sites are crushed stone and sand and gravel
operations
The agency estimates that compliance with the final rule will
prevent about 10 fatalities and 557 injuries per year. MSHA
hopes the rule will have a particularly beneficial effect on
mines with fewer than 20 workers, which make up most of the exempt
mines. According to MSHA statistics, these small operations,
as a group, have the highest rates of noncompliance with Part
48 training requirements and also the highest fatality rates.
To assist in the compliance effort, MSHA has asked Congress
to increase the appropriation for the States Grants program from
$6 million in FY 99 to $6.1 million in FY 2000.
In what follows, the term "operator" is intended
to refer both to production-operators and to independent contractors,
even though the latter are not specifically mentioned.
Highlights
- Conforms to Section 115 of the Mine Act
- Effective date of Oct. 2, 2000
- Instruction by competent persons allowed; MSHA-certified
instructors not required
- No required approval by MSHA of written training plans
- With one exception, refresher training topics not mandated
- Operators remain responsible for providing site-specific
hazard training to vendors and visitors, and are responsible
for "ensuring" such training is given to employees
of independent contractors.
- No specified time minimum for instruction, and attendance
at tailgate talks and safety and health meetings is credited
toward new miner, newly hired experienced miner and annual refresher
training.
- Relevant instruction from OSHA and other training providers
is acceptable.
- Wide latitude allowed in training methods.
- Documentation of training is required.
46.2 Definitions
Competent Person
An individual designated by the operator who has the knowledge,
ability, training and experience to provide miner training in
his or her area/s of expertise. The competent person must be
able to communicate effectively and evaluate the effectiveness
of training. Organizations may be used by the operator as a
substitute for operator-designated competent persons; however,
instructors within those organizations must still meet the definition
of competent person, and the operator still is held responsible
for assuring their competency.
Operators need to understand that if an accident occurs or
an MSHA inspector feels for any reason that training is not effective,
the inspector may look into the credentials of the operator's
relevant competent person, and cite if the inspector feels the
competent person is not competent to provide the appropriate
instruction. No provision of the rule requires the operator
to maintain written documentation of a person's competency, but
having such documentation should be of benefit to the operator.
MSHA intends to provide assistance to operators in helping identify
competent persons.
Equivalent Experience
Work experience where the person performed duties similar
to duties performed in mining operations at surface mines. Examples
are heavy equipment operator, truck driver, skilled craftsman
or plant operator. Although MSHA allows equivalent experience
under the rule, it will not permit an operator simply to take
the miner's word that he or she has equivalent experience. Under
the rule, the miner must actually demonstrate equivalent experience
to the operator. No documentation of this demonstration is required,
but having it should be of benefit.
Experienced Miner
There are four scenarios in which a person may be classified
as an experienced miner for purposes of Part 46 training, and
once a miner is so classified, he or she maintains the designation
permanently. The scenarios are:
- Employed as a miner on April 14, 1999, which was the date
of the proposed rule;
- A minimum of 12 months' cumulative surface mine experience
or its equivalent, if obtained on or before October 2, 2000,
which is the effective date of the new rule;
- Hired between April 14, 1999 and October 2, 2000 and has
received new miner training either under Part 48 or under Part
46, as proposed; or
- Employed on or after October 2, 2000 who has received new
miner training under Part 48 or final Part 46, and has at least
12 months' cumulative experience in surface mining or its equivalent.
Again, the rule does not require documented evidence of prior
employment or training, but it's a good idea to have it, particularly
if the operator is going to base the type of subsequent training
provided to that miner on the type, date and duration of training
the miner received prior to hire.
Mine Site and Mining Operations
Mining operations are defined to consist of: development,
drilling, blasting, extraction, milling, crushing, screening
and sizing materials at a mine, as well as associated maintenance
and repair of mining equipment and materials haulage within the
mine from these activities. The mine site is anywhere in the
mine where these operations occur, and would include, for example,
the pit, quarry, stockpiles, mine haul roads or areas where customers
travel or haul material.
Therefore, persons engaged only in development, extraction
and production, and associated maintenance, repair and haulage
within the mine are covered under the final rule. This
means that comprehensive training under the rule; i.e., new miner,
newly hired experienced miner, refresher and task training, would
not be required for, say, office personnel if they do not enter
the mine site; vendors, such as technicians in a mobile testing
van, provided they stay away from the mine site; and customers
who come into the mine for a load and haul materials away from
the mine site.
Mine "development" is intended to refer to activities,
preliminary to extraction, which include but are not limited
to drilling, and mining and development work on both newly discovered
and established mineral deposits. Excluded from "development"
would be exploratory drilling, reconnaissance, search or prospecting
that takes place off an existing mine site, and is conducted
in the search of the initial discovery of mineral deposits.
Miner
Any person who works at a mine and is engaged in mining operations
is included in the definition. It includes operators and supervisors
who meet the definition as well as independent contractors and
employees of independent contractors who perform mining operations.
Also included are construction workers exposed to the hazards
of mining operations; i.e., activities integral to extraction
and production. Thus, construction workers building a new crusher
in an active quarry but removed from extraction and production
activities are not covered, whereas construction workers assembling
a new crusher in an area where extraction and production are
underway would be covered. Inclusion of construction workers
represents a change from Part 48.
MSHA makes clear that its definition is intended to address
only persons engaged in activities related to day-to-day mining
operations.
The rule includes a list of persons who do not meet the definition
and hence do not require comprehensive training:
- Scientific workers
- Delivery workers
- Customers, including commercial over-the-road truckers
- Vendors
- Visitors or
- Maintenance or service personnel who do not work at the mine
for "frequent of extended periods." "Frequent"
refers to occurring intermittently and repeatedly over time;
"extended" means exposure to mine hazards for more
than five consecutive days.
MSHA has promised to provide outreach materials to clarify
this term even further.
New Miner/Newly Hired Experienced Miner
A person newly hired who is not an experienced miner.
Newly Hired Experienced Miner
A person newly hired who meets the definition above of experienced
miner. Persons moving from job to job but who remain employed
by the same firm do not meet the newly hired portion of
the definition, and hence do not fit the classification.
Operator
The term encompasses production-operators and independent
contractors who perform services at a mine. As previously stated,
throughout this document, we will use the term "operator"
to apply to both production-operators and independent contractors,
unless otherwise noted.
46.3 Training Plans
46.4 Training Plan Implementation
Written training plans that meet requirements of the new rule
must be developed, and provided to miners or their representatives
by no later than September 18, 2000, which is two weeks before
the rule goes into effect on Oct. 2, 2000. The plan need not
be submitted to MSHA, but there is also no prohibition against
doing so. If plans are sent to MSHA, the operator is under no
obligation to continue sending them each time they are changed.
Plans are automatically assumed approved if they meet the requirements
in Section 46.3.
After October 2, 2000, plans must be made available to inspectors
within a single business day. Inspectors will evaluate the plan
as part of their normal inspection duties, and they would do
so with an eye to determining that:
(1) a written plan exists
(2) the written plan contains at a minimum the information specified
in the rule, and
(3) the plan is being implemented consistent with plan specifications.
Miners or their representatives have a right to review and
comment on the plans. They also have a right to request review
of the plan by MSHA's Educational Field Services (EFS) unit,
and apparently need not give a reason for doing so. MSHA would
like such discussion, initially at least, to be between the miner
or his/her representative and the operator, but makes allowance
in the rule for the miner/miners' representatives to involve
EFS immediately in the review and approval process. As part
of its outreach effort, the agency has promised to provide mine
operators with sample plans. A vehicle for making them available
will be MSHA's web site at www.msha.gov. The agency is also
developing an interactive computer-based program that will assist
operators in developing training plans appropriate for their
specific operations.
Required elements of the training plan are as follows:
(1) Operator name, mine name and MSHA identification number
(2) Name and position of the person designated by the operator
who is responsible for health and safety training at the mine
(3) General description of teaching methods and course materials,
including subject areas to be taught and the approximate time
or range of time; e.g., 1-2 hours, to be spent on each
(4) List of persons and/or organizations who will do the training,
and the subject area each person and/or organization is competent
to instruct. MSHA will also allow a list of potential instructors
to be provided in a particular subject, even though the course
will ultimately only be taught by one of the instructors listed.
(5) Evaluation procedures used to determine training effectiveness.
Information above must be supplied in sufficient detail to
allow an MSHA inspector to determine compliance with Part 46
requirements. Plans that clearly do not meet these requirements
must be submitted to EFS, and anytime the operator submits a
plan to EFS for approval the operator must provide it to the
miners' representative two weeks before sending it to EFS. Operators
and miners/miners' representatives must inform each other if
they request EFS review of the plan. If an operator changes a
plan, the operator must resubmit the revised plan to the miner/miners'
representative, or post it, as appropriate.
If operators don't submit the plan to EFS, the miners' representative
must still be given a copy two weeks prior to implementation.
During that two-week period, miners' representatives may review
and provide written comment on it, either to the operator directly
or to EFS. If a mine has no representative, the plan must be
distributed to each miner or be posted on the mine's bulletin
board, and miners have the same right to review the plan and
comment on it as their representatives. Operators have a week
to provide a plan to miners/miners' representatives once it is
returned approved by EFS.
If EFS receives a plan, the Regional Manager for EFS must
notify the operator and the miners/miners' representative in
writing within 30 calendar days of EFS's receipt of the plan
of EFS approval, or status of approval, of the plan.
Use of the "status of approval" phrase in the final
rule gets EFS off the hook for meeting the 30-day deadline for
making an approval/disapproval decision on an operator's plan;
therefore, operators need to plan accordingly by allowing extra
time beyond 30 calendar days for EFS to make its decision. Appeals
by operators, miners or their representatives must be directed,
in writing only, within 30 calendar days after notification of
the Regional Manager's decision to the Director of MSHA's Educational
Policy and Development Division (EPD) in Arlington, VA. Another
30-day period is permitted for EPD to respond.
Operators may not implement a plan submitted to EFS that has
not first been approved by EFS. This means that the effective
implementation date for operators who wish to submit their plans
to EFS should be at least 114 calendar days before October 2,
2000, or June 9, 2000. The extra time would allow for (1) the
required two-week review by miners, (2) the required 30-day review
by EFS, (3) a 30-day appeal period, if necessary (4) 30 days
for EPD response to the appeal, if necessary, and (5) an extra
10 days for delivery, since MSHA says the clock does not start
ticking until the day it receives a plan. This 114-day
period may still be potentially tight, since it makes no allowance,
for instance, for the time an operator would need to change a
plan EFS does not approve, additional time beyond 30 days that
EFS might need to approve a plan, or time for the operator to
prepare an appeal to EPD. Therefore, to be on the safe side,
operators who want to send their plans into MSHA for review are
well advised to begin the process six months before Oct. 2, 2000,
or April 2, 2000.
Training plans must provide the required information for accomplishing
all five different types of training required under the rule.
For task training, this would mean listing tasks for which training
will be provided. For site-specific hazard training, the plan
should summarize the scope of site-specific hazard training to
be given based on the type of worker who will receive it. For
example, the type of hazard awareness training given to contractors
hired to repair equipment would most likely differ in scope and
depth from that for truck drivers who just come on the mine site
for brief periods to deliver supplies.
As mentioned, the rule allows instruction by competent persons
employed by the operator, or by competent persons employed by
a broad range of other organizations. Persons who do not meet
the qualifications of competent persons may not provide
training, even if they are acting under the oversight or direction
of a competent person. Additionally, to repeat, the operator
must assess the competent person's ability to communicate the
subject matter and to evaluate its effectiveness. The rule does
not require the operator to document this assessment, however.
If training is provided by an organization other than the
operator, the plan may include the organization's name; however,
the name of the instructor who provides that training, not the
organization name alone, must be listed in the written record
that documents training has been given. This training must be
"relevant" to the required training subjects, and documentation
of relevancy and equivalency must be part of an operator's training
documentation.
Training must also be required in a language the miner can
understand. To MSHA, this means written materials must be in,
say, Spanish that accompany oral instruction in Spanish to Spanish-speaking
miners. If signage is used to satisfy site-specific hazard awareness
training, and truck drivers who only speak Polish enter the mine
site, the signage must also be in Polish.
If the same teaching materials and course methods are used for
more than one of the types of training required, the operator
need not repeatedly mention them in the plan. However, the operator
must make clear in the plan which materials and methods will
be used for which type of training.
The plan requires that evaluation methods be listed. These
may include but are not limited to administering written or oral
tests, or a demonstration that the miner can perform the duties
or tasks for which he or she has been trained. Evaluation could
also include a review of a miner's work practices through observation,
or other techniques.
MSHA requires that each time a plan is revised, the operator
must so inform the miners' representatives, or, in the absence
of a miners' representative, the revised plan must be distributed
to each miner or posted. If EFS approval is sought for the revised
plan, the same steps outlined above for EFS approval of the original
training plan must be followed. This must be done even for what
MSHA calls "minor changes." Our translation of this
requirement is that the operator should provide miner notification
for any change.
Employee safety and health meetings, including informal health
and safety talks and instruction, may be credited toward new
miner, newly hired experienced miner and refresher training requirements.
However, only the time devoted to safety and health in these
meetings counts. Time spent doing anything else; e.g, discussing
other subjects or in administrative details, cannot be credited.
There is no limit on how long such sessions may last in order
to satisfy Part 46 requirements.
46.5 New Miner Training
The length of new miner training must conform to the 24-hour,
8-subject requirement in the Mine Act. With one exception, seven
of these subjects, and site-specific hazard awareness training,
must be given during a minimum 4-hour block of time before the
miner starts work. The subjects are as follows:
(1) introduction to the work environment, including a visit
and tour of the mine, or at least those portions representative
of the entire mine; i.e., walk-around training. The method of
mining operation utilized must be explained and observed, which
we take to mean that the mine must be in operation during this
training session.
(2) Instruction on the recognition and avoidance of electrical
and other hazards at the mine.
(3) Review of emergency medical procedures, escape and emergency
evacuation plans, and instruction on the firewarning signals
and firefighting procedures.
(4) Instruction in health and safety aspects of assigned tasks;
i.e., task training, including safe work procedures of such tasks
and the mandatory health and safety standards pertinent to such
tasks. (This is the exception mentioned above, and how the task
training is excepted from this initial instruction is more fully
explained below.)
(5) Instruction on the statutory rights of miners and their representatives
(6) Review and description of the line of authority of supervisors
and miners' representatives and the responsibilities of such
supervisors and miners' representatives.
(7) Introduction to the operator's rules and procedures for reporting
hazards.
Within 60 calendar days of a miner's start date, two additional
subjects must be taught: instruction and demonstration on the
use, care, and maintenance of self-rescue and respiratory devices,
if applicable, and a review of first-aid methods. An individual
at the mine trained in 30 CFR 56 may provide this training; an
approved first-aid instructor is not necessary. Within 90 calendar
days of the miner's start date, the remainder of training to
meet the 24-hour requirement, if any, must be provided. This
training may be on any other subjects that promote miner health
and safety.
MSHA does not dictate how much time is to be devoted to each
topic, but expects the operator to determine that based on the
nature of hazards at the mine, extent and type of training the
new miner brings to the job, etc. In other words, there may
be more emphasis on one or more subjects with some miners, and
more intensive instruction on other subjects with other miners,
based on their prior knowledge and experience, etc.
The goal of this pre-work training is four-fold: to familiarize
miners with mine hazards, teach them how to avoid exposing themselves
and others to unnecessary risks, perform their job assignments
safely, and be able to respond appropriately to mine emergencies.
If a miner has not received the full 24-hour complement of
training, the miner must work in the physical proximity of an
experienced miner who can observe that the new miner is working
safely. The experienced miner need not necessarily abandon his
or her normal duties to fulfill this oversight function or be
assigned to watch just one new miner, but MSHA does not rule
out the necessity of providing this very tight supervision under
certain circumstances either. The judgment is left to the operator
to decide how closely a miner must be supervised during this
90-day (or less) training period.
For one, and only one, of the eight mandatory pre-work subjects,
task training, the operator need not actually provide it before
the miner starts work, rather may allow the miner to practice
under the "close observation" of a competent person.
However, the practice of his or her assigned task by the miner
not yet task trained must be for training purposes, not purposes
of production, and, as is the case with all task training, hazard
recognition training specific to the task must be given before
the miner performs the task.
To minimize the likelihood that a miner would have to repeat
new miner training unnecessarily, credit is given in the final
rule for new miners who have not attained experienced miner status
for training purposes, but who have already completed new miner
training under Part 46 or Part 48. Thus, a miner need not repeat
new miner training who either has equivalent experience or less
than 12 months' cumulative experience at a surface mine and who
has completed new miner training within 36 months of beginning
work at the mine. This person still must receive instruction
in the 8 subjects listed above before beginning work, however.
Similarly, miners who have received new miner training under
Part 48 within 36 months of beginning work at a surface mine
need not repeat this training if it is relevant to the 10 subjects
above that must be taught within 60 calendar days.
46.6 Newly Hired Experienced Miner Training
Newly hired experienced miners must receive instruction in
9 of the same 10 subjects in identical time sequence as that
required for new miners during new hired experienced miners'
first 60 calendar days of employment. In other words, newly
hired experienced miners must get instruction in the same eight
subjects as new miners before they begin work, plus respiratory
devices, if applicable, within 60 days. However, unlike requirements
for new miner training, no training in first-aid is mandated,
and the requirement that new miners receive 24 hours of instruction
is dropped for newly hired experienced miners. No minimum duration
of instruction time is set for this latter class of miner, nor
is the operator limited to providing instruction in just these
subjects.
As is the case with new miner training, operators are permitted
to allow task training for newly hired experienced miners to
be done by means of practice under the close observation of
a competent person.
The rule treats experienced miners who return to the same
mine after an absence of 12 months or less almost as though they
never left. Such a miner need not repeat the training in the
9 subjects listed above. Instead, all that must be taught, before
the miner resumes work at the same mine, is any changes that
could adversely affect the miner's health or safety that occurred
at the mine since the miner left. Additionally, if this miner
missed any part of refresher training during his or her absence,
this training must be made up within 90 calendar days of resumption
of work.
46.7 New Task Training
This section requires the operator to provide the miner with
training on the safety and health aspects and safe work practices
specific to the new task the miner undertakes for which he or
she has had no previous experience. Instruction on pertinent
MSHA regulations must also be given. This training must be given
before the miner begins the task. Similarly, if the miner's
job changes such that he or she must perform unfamiliar new tasks
which could affect the health and safety risks encountered by
the miner, safety training must be given before that task is
performed.
Such training is not required for miners with previous training
or experience performing the task, provided they can demonstrate
they understand how to do it safely. The operator must actually
observe the miner performing the task; he or she is not permitted
to take the miner's word for it or to accept evidence of proficiency
based on a review of relevant documentation. However, the operator
need not document that he or she has actually observed the miner
doing the task safely.
The trigger for task training is not a task change, rather
it is any change that affects the health and safety risks encountered
by the miner. This means that task training is only required
whenever any change in the task occurs that could impact the
health and safety conditions under which the miner works. A
modification to a loader's control system that makes the equipment
more sensitive to operator manipulations is an example. Another
example is a change that magnifies noise levels emitted by a
piece of equipment.
MSHA explains in the Preamble what it considers appropriate
task training: it "will include, at a minimum, instruction
in the elements of the task, including hands-on training, and
an explanation of the potential health or safety hazards associated
with the task and ways of minimizing or avoiding exposure to
these hazards."
Section 46.8 Annual Refresher Training
The rule conforms to the Mine Act requirement that the operator
provide eight hours of refresher training no less frequently
than once each 12 months. The rule does not stipulate course
content, only prescribes that instruction must include (1) changes
at the mine that could adversely impact the miner's health or
safety, and (2) other health and safety subjects relevant to
mining operations at the mine. Examples of such changes include
alternations in traffic patterns, a new blasting schedule or
introduction of new or retrofitted equipment. A list of 19 suggested
(non-mandated) topics is provided in the rule. Task training
may not be credited toward satisfaction of annual refresher training
requirements.
Hire date is the operative date for establishing the deadline
when a new miner must receive annual refresher training. Hence,
if a miner is hired on September 1, he or she must have received
the eight hours of refresher training before September 1 of the
following year. This means that, after Oct. 2, 2000, newly hired
inexperienced miners must actually receive a minimum of 32 hours
of training in their first full year of employment 24 hours
of new miner training and eight hours of refresher training.
For currently employed miners, effective on October 2, 2000 the
reference date for completion of annual refresher training is
no later than 12 months after the miner receives his or her last
installment of refresher training for the previous year or March
31, 2001, whichever is later. In other words, if a miner receives
an hour of refresher instruction each month for eight months,
ending on May 7, 2000, the deadline for completion of the next
year's eight-hour refresher training requirement is May 6, 2001.
However, if the last installment of refresher training occurs
before March 31, 2000, refresher training must be completed by
March 31, 2001. The purpose of the March deadline is to assure
no operator delays a full year after the rule is promulgated
on October 2, 2000 before providing miners employed on the effective
date with refresher training.
If refresher training is provided in installments, no minimum
length of instruction is stipulated. Attendance at short tailgate
talks counts toward satisfaction of refresher training.
46.10 Records of Training
Both records and certificates of training must be prepared.
Records refer to the running log of instruction provided each
miner. A training record must include:
(1) Printed full name of the person trained.
(2) Type of training, duration and date of training and name
of competent person who provided it.
(3) Name of the mine or independent contractor, MSHA mine identification
number or independent contractor identification number, and location
of training. If an institution is involved, its name and location.
Organizations may substitute for an operator's competent person;
however, the names of the organization's competent persons who
provide miner training must be listed on the training documentation
form. Listing the organization name alone will not suffice.
Additionally, while MSHA allows "equivalent" training
by providers, such as OSHA, this training must be "relevant"
to the required training subjects, and documentation of relevancy
and equivalency must be part of an operator's training documentation.
One way to meet this documentation requirement is to obtain
an actual record of it, assuming it meets the detailed requirements
under Section 46.3. If such a record is not available or is
incomplete, the operator must create the record, and in so doing,
identify the miner, the training being credited, the date and
duration of training, training methods used, and the person who
provided it.
MSHA states in the Preamble that it expects OSHA or other
types of training would satisfy only a portion of Part 46 training
requirements. Even then, the onus is on the operator to establish
what part of the equivalent training is applicable or not. For
example, if the miner received respirator training but the respirator
he or she will use at the mine is not the same type (half-face,
full-face, supplied air, etc) as the miner had been trained to
use, the operator may not credit this previous training toward
meeting the respirator training requirements under Part 46.
Likewise, only some of the training a miner received previously
on how to safely operate a front-end loader is applicable if
the miner will be using a different type of front-end loader
at the mine.
Records of training must be kept whenever distinct instructional
milestones are reached. These milestones are as follows:
| Program of
Instruction |
Notation
of Training Required
(no later than) |
| New Miner Training |
when the miner begins work
60 days after the miner begins work 90 days after the miner begins
work, if applicable |
Newly Hired Experienced
Miner Training |
when the miner begins work
60 days after the miner begins work |
| Annual Refresher Training |
after each training session |
| Task Training |
upon completion of task training |
Site-Specific Hazard
Awareness Training |
upon completion by miners |
Note that documentation requirements for site-specific hazard
awareness training apply to miners only, and not to visitors,
vendors, etc.
These "records" become "certificates"
when two things happen: a false certification statement is added,
and the person signs them who is designated in the training plan
as responsible for health and safety training at the mine.
The signature must be accompanied by the wording, "I certify
that the above training has been completed." The false
certification statement shall read, "False certification
is punishable under Section 110(a) and (f) of the Federal Mine
Safety and Health Act." The punishment for falsifying certification,
which is a requirement of the Mine Act, is a civil penalty of
up to $55,000, and a criminal penalty of up to $10,000 with imprisonment
for up to five years. The miner is not required to sign the
form.
Certificates must be given to the miner upon completion of
each program of instruction; specifically, upon completion of
new miner, newly hired experienced miner, annual refresher training
and site-specific hazard awareness training, and, for task training,
after 12 months, or upon the miner's request. Miners are also
entitled to copies of their records and certificates, upon request,
when they terminate employment.
Records and certificates may be one and the same document
provided the document meets the information requirements of both
records and certificates. In fact, to minimize paperwork, they
probably ought to be one form. Records and certificates can
be in any form, so long as they meet the information requirements
of the rule. MSHA Form 5000-23 may be used, but it does not
currently include all items of information required by the rule,
and hence, if used, would have to be modified. The 5000-23 is
available from MSHA, or is obtainable off MSHA's website at www.MSHA.gov.
Operators must make training records and certificates available
at the mine site, or if they are not available, must be capable
of producing records and certificates the same day the miner,
his or her representative or an MSHA representative asks for
them.
As for records/certificates retention, training documentation
must be retained for as long as the miner is employed with that
operator, and for a minimum of 60 calendar days after the miner
leaves the operator's employment, except for refresher training
records, which may be retained for no longer than two years.
As previously noted, records of site-specific hazard awareness
training are not required for non-miners. Still, operators are
required to provide evidence to MSHA, upon request, that such
training was provided. Providing the training materials used,
the written information distributed to persons upon their arrival
at the mine or a visitor log book which records that such training
has been given would suffice.
46.10 Compensation for Training
This section merely reiterates the Mine Act requirement that
miners be paid at their normal rate of pay for attending training
sessions, and that they be compensated for incidental expenses,
if any, accrued in the course of taking instructional courses.
Miners must also be given instruction during their "normal
working hours." This is the period of time the miner normally
works; i.e., his or her regular shift hours. MSHA intends that
training is to occur then. For instance, if a worker's normal
shift is eight hours and eight hours of instruction is scheduled
at an off-site location a half hour 's driving distance from
the plant, MSHA would consider it acceptable for the miner's
work day to extend an extra hour to allow for travel time, so
long as instruction were done during the miner's normal shift
hours. Of course, the miner would be entitled to compensation
for his or her travel time and other incidental costs.
46.11 Site-Specific Hazard Awareness Training
Site-specific hazard awareness is defined as information or
instructions on the hazards a person could be exposed to while
at the mine, and applicable emergency procedures. Besides providing
a definition, MSHA adds that this training must address site-specific
health and safety risks, such as but not limited to:
(1) unique geologic or environmental conditions,
(2) recognition and avoidance of hazards such as electrical and
powered- haulage hazards,
(3) traffic patterns and control, and restricted areas, and
(4) warning and evacuation signals, evacuation and emergency
procedures or other special safety procedures.
Site-specific hazard awareness training must be given to miners
and all other persons exposed to mine hazards before they are
so exposed, and to those other persons present at the mine site,
including but not limited to:
(1) Office or staff personnel
(2) Scientific and delivery workers
(3) Customers, including commercial over-the-road truck drivers
(4) Construction workers or employees of independent contractors
who are not miners
(5) Maintenance or service workers who do not work at the mine
site for frequent or extended periods
(6) Vendors or visitors
MSHA envisions that some categories of workers will need more
extensive hazard awareness training than others. For example,
a customer truck driver may need merely a basic orientation,
while an equipment manufacturer's representative or a driller
may need more in-depth instruction. Determination of the scope
and depth of hazard awareness instruction is the operator's responsibility.
Persons on mine property who do not come near mining operations
need not be given hazard awareness training. This would include
office and staff personnel if they work on mine property, but
their work never takes them to where mining operations occur.
This training is also not required for persons who are accompanied
at the mine site by an experienced miner familiar with hazards
specific to that site. The experienced miner need not be a competent
person. Another exception is government agents; they are exempt
from the requirement for site-specific hazard awareness training.
Miners who move from mine to mine while being employed by
the same operator or independent contractor must receive site-specific
hazard awareness training. Drillers and blasters are among workers
who fall into this category.
Wide discretion in how hazard awareness training is presented
is allowed; e.g., written hazard warnings, oral instruction,
signs and posted warnings, walk-around training, or other appropriate
means that alert persons to site-specific hazards at the mine.
Any combination of types of instruction is also permitted.
Of course, this training must be given in a manner that the individual
can understand, meaning if the visitor speaks a foreign language,
the training must be given in that language.
As previously mentioned, operators need not keep a record
of hazard awareness training for non-miners. However, the operator
must produce training materials or instructions to show to MSHA's
satisfaction that this training is being done.
46.12 Responsibility for Independent Contractor Training
The operator has primary responsibility for ensuring employees
of independent contractors who are required to have site-specific
hazard awareness training receive it. The operator may discharge
the responsibility by providing the instruction personally, or
by giving the information on site-specific hazards to the independent
contractor who in turn would provide the appropriate instruction
to his or her employees. However, even in the latter instance,
the operator must still insure the training is given.
Likewise, the operator must remind the contractor of the need
to comply with all MSHA regulations. MSHA suggests the operator
include appropriate provisions covering this requirement in the
contract with the independent contractor, and further suggests
that "it might be prudent for them [operators] to request
and maintain evidence of independent contractors' compliance
with training."
On the other hand, the independent contractor has primary
responsibility for providing his or her employees with comprehensive
safety training, and for informing the operator of any hazards
the contractor may create during the performance of its work
at the mine. Comprehensive training refers to new miner, newly
hired experienced miner, annual refresher and new task training.
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